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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-06-11 |
| CT | RA | APPROVED | 2007-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Stamford | CT | 01/2007 | Present |
| Bank Of America,Na | Stanford | CT | 08/2009 | Present |
NAME OF OUTSIDE BUSINESS ORGANIZATION: POWER OF ATTORNEYADDRESS OF BUSINESS: GREENWICH, CTNATURE OF BUSINESS: POWER OF ATTORNEYPOSITION, TITLE, ASSOCIATION: POWER OF ATTORNEYSTART DATE OF RELATIONSHIP: 06/18/2007NUMBER OF HOURS DEVOTED: 1-10NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1-10DUTIES: CHECK WRITING INVESTMENT ADVICE MONEY MANAGEMENTI*77907FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PAINTING WITH A TWISTINVESTMENT RELATED: NADDRESS OF BUSINESS:JACKSONVILLE, FLORIDA 32207NATURE OF BUSINESS: OTHER,FRANCHISEPOSITION, TITLE, ASSOCIATION: OTHER, INSTRUCTORSTART DATE OF RELATIONSHIP: 1/30/2015NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: TEACHING A PAINTING CLASS.I*133889For profit or not for profit: For-Profit OrganizationName of outside business organization: Michele Matice RentalInvestment related: NAddress of business:New York City, New York 10003Nature of business: Family Business,Position, title, association: Family Held, Start date of relationship: 10/10/2020Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Rental IncomeI*1151274For profit or not for profit: Entity For ProfitName of outside business organization: Harabedian CottageInvestment related: NAddress of business: Port Austin, Michigan, 48467Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner","Consultant/Independent Contractor"], Start date of relationship: 1/17/2023Number of hours devoted: 0 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Member of a piece of real estate which myself and family will utilize throughout the year. I*467980, Entity Type, Entity for Profit, Name of OBA: None, Address: None, CT, 06830, Investment Related: No, Position, Title, Association: N/A, Employee Start Date: 01/01/1985, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: A. L. pays snow plowing and fire hydrant charges for our neighbors. A. L. is the designated person to pay fire hydrant and snow plowing expenses and has the neighbors reimburse annually.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-29 |
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