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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-06-11
CT RA APPROVED 2007-02-13
  • TX RA
    APPROVED_RES
    Since 2008-06-11
  • CT RA
    APPROVED
    Since 2007-02-13

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Stamford CT 01/2007 Present
Bank Of America,Na Stanford CT 08/2009 Present
  • 01/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Stamford, CT
  • 08/2009 → Present
    Bank Of America,Na
    Stanford, CT
Other Businesses

NAME OF OUTSIDE BUSINESS ORGANIZATION: POWER OF ATTORNEYADDRESS OF BUSINESS: GREENWICH, CTNATURE OF BUSINESS: POWER OF ATTORNEYPOSITION, TITLE, ASSOCIATION: POWER OF ATTORNEYSTART DATE OF RELATIONSHIP: 06/18/2007NUMBER OF HOURS DEVOTED: 1-10NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1-10DUTIES: CHECK WRITING INVESTMENT ADVICE MONEY MANAGEMENTI*77907FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PAINTING WITH A TWISTINVESTMENT RELATED: NADDRESS OF BUSINESS:JACKSONVILLE, FLORIDA 32207NATURE OF BUSINESS: OTHER,FRANCHISEPOSITION, TITLE, ASSOCIATION: OTHER, INSTRUCTORSTART DATE OF RELATIONSHIP: 1/30/2015NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: TEACHING A PAINTING CLASS.I*133889For profit or not for profit: For-Profit OrganizationName of outside business organization: Michele Matice RentalInvestment related: NAddress of business:New York City, New York 10003Nature of business: Family Business,Position, title, association: Family Held, Start date of relationship: 10/10/2020Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Rental IncomeI*1151274For profit or not for profit: Entity For ProfitName of outside business organization: Harabedian CottageInvestment related: NAddress of business: Port Austin, Michigan, 48467Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner","Consultant/Independent Contractor"], Start date of relationship: 1/17/2023Number of hours devoted: 0 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Member of a piece of real estate which myself and family will utilize throughout the year. I*467980, Entity Type, Entity for Profit, Name of OBA: None, Address: None, CT, 06830, Investment Related: No, Position, Title, Association: N/A, Employee Start Date: 01/01/1985, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: A. L. pays snow plowing and fire hydrant charges for our neighbors. A. L. is the designated person to pay fire hydrant and snow plowing expenses and has the neighbors reimburse annually.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-29
  • S66 Uniform Combined State Law Examination
    2005-09-29

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