Scott Kevin Warner

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → 09/2017
  Life Design Financial
  Fullerton, CA
• 01/1992 → 09/2017
  Scott K Warner (Self-Employed)
  Fullerton, CA
• 04/2011 → 06/2017
  Global Financial Private Capital, Llc
  Sarasota, FL
• 06/2017 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 09/2017 → 09/2020
  Mosley Financial Services
  Anaheim, CA
• 03/2019 → 09/2020
  Mosley Wealth Management
  Anaheim, CA
• 11/2020 → Present
  Life Design Financial
  Orange, CA

Previous Registrations

• 2011-04-14 → 2017-06-19
  Global Financial Private Capital, Inc.
  Fullerton, CA
  Sarasota, FL
  Fullerton, CA
• 2007-05-15 → 2011-04-13
  Voya Financial Advisors, Inc.
  San Diego, CA
  Brea, CA
  Fullerton, CA

Other Businesses

1.) LIFE DESIGN FINANCIAL; YES INVESTMENT RELATED; 500 N. STATE COLLEGE BLVD, SUITE 1100 ORANGE, CA 92868; INSURANCE SALES; OWNER; START DATE 11/2020; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-24
• S63 Uniform Securities Agent State Law Examination
  1994-09-13