Sherrell Jerome Aston

Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-29
IL	RA	APPROVED	2006-08-23
NJ	RA	APPROVED	2003-08-28

NY RA
APPROVED

Since 2021-03-29
IL RA
APPROVED

Since 2006-08-23
NJ RA
APPROVED

Since 2003-08-28

Branch Locations

Mill Neck, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Neuberger Berman, Llc	New York	NY	02/1997	Present

02/1997 → Present

Neuberger Berman, Llc

New York, NY

Other Businesses

Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-27
S63	Uniform Securities Agent State Law Examination	2000-02-07

S66 Uniform Combined State Law Examination

2003-08-27
S63 Uniform Securities Agent State Law Examination

2000-02-07

Other Names

Jay Aston

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