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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-01 |
| AZ | RA | APPROVED | 2018-02-14 |
| ME | RA | APPROVED | 2018-02-14 |
Branch Locations
70 Main Street, Ste 300, Waterville, ME 04901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prime Financial Inc Financial Services And Ins | Waterville | ME | 01/2000 | 01/2023 |
| Invest Financial Corp. | Tampa | FL | 01/2014 | 02/2018 |
| Lpl Financial Llc | Waterville | ME | 02/2018 | Present |
1. 06/21/2019 - Pomerleau Financial Corp - Not investment related - Home based - Business Entity For Tax/Investment Purposes Only - start date:06/01/2019 - 1 hr/mo - 0 hrs during trading. 2. 10/11/2023 - First Church of Waterville, Maine - Non-Profit Board Member - Treasurer - Not Investment Related - Waterville, Me - Start Date 10/09/2023 - 3 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-15 |
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