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Carrie Lynn Christie

Morgan Stanley

Roseville, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-02
CA RA APPROVED 2022-10-21
  • TX RA
    APPROVED
    Since 2022-11-02
  • CA RA
    APPROVED
    Since 2022-10-21

Branch Locations

1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Roseville CA 09/2018 Present
Wells Fargo Advisors Roseville CA 10/2008 09/2018
  • 09/2018 → Present
    Morgan Stanley Smith Barney Llc
    Roseville, CA
  • 10/2008 → 09/2018
    Wells Fargo Advisors
    Roseville, CA
Other Businesses

*356011 - Rental Property; Investment Related - Yes; Nicolaus, California; Real Estate; Sole Proprietor/Owner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2009 During Business Hours: 1; After Business Hours: 0; Landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-21
  • S66 Uniform Combined State Law Examination
    2022-10-21
Other Names
  • Carrie Lynn Knerr
  • Carrie L Knerr
  • Carrie Christie Knerr

View on SEC IAPD

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