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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1999-05-07 |
| VA | RA | APPROVED | 1994-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport News | VA | 10/1993 | Present |
| Bank Of America,N.A. | Newport News | VA | 06/2011 | Present |
I*89910 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HAMPTON ROADS CHILDREN'S CHARITIES INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEWPORT NEWS, VIRGINIA 23606 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/1/2016 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: FUND RAISING AND AWARENESS RAISING FOR ST. JUDES CHILDRENS RESEARCH HOSPITAL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-03 |
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