Michael John Felton

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 06/2024
  Securities America, Inc.
  Folsom, CA
• 01/2009 → 06/2024
  Securities America Advisors, Inc.
  Lavista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Martinez, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Martinez, CA

Previous Registrations

• 2009-01-23 → 2024-06-14
  Securities America Advisors, Inc.
  Sacramento, CA
  Martinez, CA
• 2006-01-04 → 2009-01-23
  Brecek & Young Advisors, Inc.
  Martinez, CA
  Folsom, CA
• 2004-04-01 → 2006-01-13
  Valic Financial Advisors, Inc.
  San Mateo, CA

Other Businesses

1. MICHAEL FELTON INSURANCE SERVICES POSITION: Advisor/representative NATURE: INSURANCE SALES - AGENT - START DATE: 10/1991 - LOCATED AT 1049 STONEYBROOK DR, MARTINEZ, CA 94553 INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 10/01/1991 ADDRESS: 1049 Stoneybrook Drive, Martinez CA 94553, United States DESCRIPTION: As part of comprehensive financial planning I conduct a risk analysis of clients' current insurance coverage and evaluate any potential risk exposures that may be present for the client. If there is a certain risk exposure that I can help mitigate or problem we can help solve through insurance, we utilize insurance to benefit the client. Furthermore,I continuously review clients' insurance coverage and risk exposures to make sure that they remain adequately covered as their lives and their needs change. 2. THE FELTON FAMILY TRUST POSITION: Trustee NATURE: This is a Family Trust granted by my deceased mother Susan C. Felton. The trustees, Robert Felton (my brother) and myself, are in the process of liquidating the Trust's assets and distributing equal shares of the proceeds to the Trust beneficiaries (me and my four siblings). INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 01/09/2026 ADDRESS: 1049 Stoneybrook Drive, Martinez CA 94553, United States DESCRIPTION: Liquidate investment securities Assist with the liquidation of real property(Susan's primary residence) File taxes Assist with paying final expenses of the estate Assisting the Trust beneficiaries with the receipt of their respective inheritences

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-31
• S63 Uniform Securities Agent State Law Examination
  1998-05-08

Other Names

• Michael J Felton