Michael Gerard Garcia

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1993 → Present
  Merrill Lynch
  Dallas, TX
• 07/1993 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 04/2010 → Present
  Bank Of America, Na
  Dallas, TX

Other Businesses

ID: l*4696272 Entity Type: POA Name of OBA: MLPF& S CUST FPO M. G. G. IRA FBO M.G. Address: DALLAS, TEXAS 79912 Investment Related: No Position, Title, Association: POA Employee Start Date: 06/11/2026 No Hours: 2 YEARLY No Hours during trading: 0 Duties: POA/Parents Relationship per AIM: Parents I*4683290 Entity Type: Fiduciary role Name of OBA: M.L G. AND M. G. JTWROS Address: El Paso, TX 79912 Investment Related: No Position, Title, Association: POA Employee Start Date: 06/09/2026 Number of Hours: 2, Yearly Number of Hours during trading: 0 Duties: POA/Parents

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-06-03