Edward Winston Smith

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-06-19
DC	RA	APPROVED	2020-12-09
MD	RA	APPROVED	2020-11-30
TX	RA	APPROVED	2020-11-30

FL RA
APPROVED

Since 2024-06-19
DC RA
APPROVED

Since 2020-12-09
MD RA
APPROVED

Since 2020-11-30
TX RA
APPROVED

Since 2020-11-30

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

1201 Wills Street Suite 700, Baltimore, MD 21231 • United States

Deerfield Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Baltimore	MD	02/2008	11/2020
Morgan Stanley Smith Barney Llc	Baltimore	MD	11/2020	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2021	Present

02/2008 → 11/2020

Ubs Financial Services Inc.

Baltimore, MD
11/2020 → Present

Morgan Stanley Smith Barney Llc

Baltimore, MD
01/2021 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2008-02-29 → 2020-12-10

Ubs Financial Services Inc.

Baltimore, MD

Northfield, NJ
1993-09-01 → 2008-03-26

Deutsche Bank Securities Inc.

Baltimore, MD

Baltimore, MD

Other Businesses

2. Monroe St Baltimore,MD 21217 / Other/ Charities, Cultural, Educational & Political Organisations / provide school uniforms for underpriviledged school children / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / assist in providing and or fundraising for the endeavor / Start Date 12/21/2016/non-profit / 3. *420076 - Trust; Investment related -Yes; Corolla, North Carolina; Trustee; 08/2009; During business hours: 0; After business hours: 6 4. *420077 - Trust; Investment related -Yes; Baltimore, Maryland; Trustee; 11/2011; During business hours: 1; After business hours: 6 5. *420078 - Trust; Investment related -Yes; Baltimore, Maryland; Trustee; 11/2011; During business hours: 1; After business hours: 0; 6. *421404 - The Mercersburg Academy; Investment related - No; Mercersburg, Pennsylvania; Non-Profit; Investment Committee; (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 1; After business hours: 0; Investment Decisions/Advice

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-14
S63	Uniform Securities Agent State Law Examination	1991-09-03

S65 Uniform Investment Adviser Law Examination

1993-07-14
S63 Uniform Securities Agent State Law Examination

1991-09-03

Other Names

Ted Smith

View on SEC IAPD