Scott Richard Ebert

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 03/2017
  Charles Schwab Bank
  Boulder, CO
• 02/1993 → 03/2017
  Charles Schwab & Co., Inc.
  Boulder, CO
• 06/2017 → 08/2018
  First Western Trust
  Fort Collins, CO
• 12/2018 → 08/2019
  Bancwest Investment Services
  Thornton, CO
• 08/2019 → Present
  Allworth Financial
  Denver, CO
• 08/2019 → Present
  Aw Securities
  Denver, CO
• 04/2018 → 12/2018
  Unemployed
  Ft. Collins, CO

Previous Registrations

• 2018-12-18 → 2019-08-14
  Bancwest Investment Services, Inc.
  Boulder, CO
  Niwot, CO
  Longmont, CO
  Berthoud, CO
  Loveland, CO
  Lyons, CO
  Longmont, CO
• 2006-01-03 → 2017-04-06
  Charles Schwab & Co., Inc.
  Boulder, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
• 2012-09-18 → 2012-09-26
  Schwab Wealth Advisory, Inc.
  Boulder, CO
• 2012-01-03 → 2012-02-16
  Schwab Wealth Advisory, Inc.
  Englewood, CO

Other Businesses

01/2004 - LLC 1020 ANDREWS PEAK, RENTAL PROPERTY - LIMITED PARTNER (10% OWNER WITH MY WIFE). THIS IS A LLC USED WITH MY FAMILY FOR A RENTAL PROPERTY WHICH WE RENT OUT IN FT. COLLINS, CO TO COLLEGE STUDENTS. NOT INVESTMENT-RELATED. NO TIME DEVOTED DURING NORMAL TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2004-07-21
• S63 Uniform Securities Agent State Law Examination
  1991-07-23

Designations

• Certified Financial Planner

Other Names

• Scott Richard Ebert
• Scott Ebert