Diane Santonino

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 11/2018
  Axa Advisors, Llc
  New York, NY
• 11/2018 → 08/2023
  Securian Financial Services Inc
  St. Paul, MN
• 11/2018 → 08/2023
  Minnesota Life Insurace Co
  St. Paul, MN
• 11/2018 → Present
  Allied Wealth Partners
  St. Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Uniondale, NY
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-01-20 → 2023-08-10
  Securian Financial Services, Inc.
  Uniondale, NY
  St. Paul, MN
• 2008-09-05 → 2018-11-28
  Equitable Advisors, Llc
  Westbury, NY
  Melville, NY
  Westbury, NY

Other Businesses

ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 11/01/2018 ADDRESS: , Uniondale NY , United States DESCRIPTION: Agent/Broker NOTARY PUBLIC POSITION: Independent Contractor NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2013 ADDRESS: 28 Crescent Cove Drive, Seaford NY 11783, United States DESCRIPTION: I am a Notary Public MONARCH INSURANCE BROKERAGE INC. POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/01/1989 ADDRESS: 50 Charles Lindbergh Boulevard, Suite 420, Uniondale NY 11553, United States DESCRIPTION: S Corp

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-29
• S63 Uniform Securities Agent State Law Examination
  1991-10-02

Other Names

• Diane Piteo