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James Roger Turner

Wells Fargo Clearing Services, LLC

Dallas, TX

Dallas, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2008-01-01

Branch Locations

8115 Preston Rd Ste 300, Dallas, TX 75225 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dallas TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 Present
Previous Registrations
  • 2002-08-22 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Dallas, TX
    St. Louis, MO
    Dallas, TX
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; DALLAS, TX; OWNER / LANDLORD; START DATE 7/16/2012; 4 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-09-06
  • S63 Uniform Securities Agent State Law Examination
    1991-09-06

View on SEC IAPD

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OPENAIR FINANCIAL, LLC · Dallas, TX
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