Best Investors Account Sign in

Anthony Pappas

Edward Jones

Glen Ellyn, IL

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-09
IL RA APPROVED 2018-06-22
  • TX RA
    APPROVED_RES
    Since 2020-03-09
  • IL RA
    APPROVED
    Since 2018-06-22

Branch Locations

45 S Park Blvd Ste 175, Glen Ellyn, IL 60137-0000 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Itasca IL 03/2013 10/2016
Fifth Third Securities Itasca IL 07/2013 10/2016
Scottrade, Inc. Schaumburg IL 10/2016 03/2018
Edward Jones St.LOuis MO 06/2018 Present
  • 03/2013 → 10/2016
    Fifth Third Bank
    Itasca, IL
  • 07/2013 → 10/2016
    Fifth Third Securities
    Itasca, IL
  • 10/2016 → 03/2018
    Scottrade, Inc.
    Schaumburg, IL
  • 06/2018 → Present
    Edward Jones
    St.LOuis, MO
Previous Registrations
  • 2017-07-03 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-03
S63 Uniform Securities Agent State Law Examination 1991-07-31
  • S66 Uniform Combined State Law Examination
    2017-07-03
  • S63 Uniform Securities Agent State Law Examination
    1991-07-31
Other Names
  • Tony Pappas
  • Anthony James Pappas
  • Anthony J Pappas

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
WORLD EQUITY GROUP, INC.
VESTGEN ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
FORTUNE FINANCIAL GROUP, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
PNC WEALTH MANAGEMENT LLC

Other Investors

Christopher Trifilio
Natalie M Barraza
Michael Wiess
Kevin Gilbert
JOSEPH ANTHONY ORSOLINI
JOSEPH MICHAEL ESPOSITO
MICHAEL NEILL MAHONEY
BRADLEY HOWARD ROSLEY

Other Offices

J.P. MORGAN SECURITIES LLC · GLEN ELLYN, IL
WORLD EQUITY GROUP, INC. · GLEN ELLYN, IL
VESTGEN ADVISORS, LLC · Glen Ellyn, IL
CETERA INVESTMENT ADVISERS LLC · GLEN ELLYN, IL
FORTUNE FINANCIAL GROUP, INC. · GLEN ELLYN, IL
EDWARD JONES · GLEN ELLYN, IL
CETERA INVESTMENT ADVISERS LLC · GLEN ELLYN, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Glen Ellyn, IL

More in Glen Ellyn, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor