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Hallett Raymond Gates

Ameriprise Financial Services, LLC

Falls Church, VA

Woodbridge, VA

Vienna, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2009-09-11
  • VA RA
    APPROVED
    Since 2009-09-11

Branch Locations

2901 Telestar Ct Ste 455, Falls Church, VA 22042 • United States

12751 Marblestone Drive Suite 200, Woodbridge, VA 22192-8337 • United States

Vienna, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Falls Church VA 09/2009 03/2020
Ameriprise Financial Services, Llc Falls Church VA 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-10
S63 Uniform Securities Agent State Law Examination 1991-11-12
  • S65 Uniform Investment Adviser Law Examination
    1996-06-10
  • S63 Uniform Securities Agent State Law Examination
    1991-11-12
Other Names
  • Chip Gates
  • Hallett Ray Gates
  • Chip Gates

View on SEC IAPD

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