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Tampa, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-24 |
| FL | RA | APPROVED | 2025-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prometheus Alternative Investments, Inc. | Tampa | FL | 06/2020 | Present |
| The Giving Tree Asset Management | Encino | CA | 01/2020 | Present |
| The Cypress Funds | Los Angeles | CA | 02/2015 | 01/2020 |
| Prometheus Financial Advisors, Llc | Tampa | FL | 11/2022 | 01/2025 |
| Jabberwock Ventures | N/A | 06/2020 | Present | |
| Prometheus Access Administrator, Llc | Woodland Hills | CA | 11/2022 | 02/2024 |
| Studio Prometheus, Llc | Tampa | FL | 07/2021 | Present |
| Prometheus Financial, Llc | Tampa | FL | 01/2024 | Present |
| Prometheus Financial Advisors, Llc | Tampa | FL | 01/2025 | Present |
(1) THE GIVING TREE ASSET MANAGEMENT; INVESTMENT RELATED; ENCINO, CA; ASSET MANAGEMENT; FOUNDER/CEO; START 01/2020; 20 HOURS PER MONTH. (2) PROMETHEUS ALTERNATIVE INVESTMENTS, INC.; INVESTMENT-RELATED; ENCINCO, CA; ALTERNATIVE INVESTMENT CONTENT; CEO; START 06/2020; APPROXIMATELY 160 HOURS PER MONTH; APPROXIMATELY 130 HOURS PER MONTH DURING TRADING HOURS; MANAGE COMPANY. (3) JABBERWOCK VENTURES, BVI ENTITY; NOT INVESTMENT-RELATED; BRITISH VIRGIN ISLANDS; VENTURE CAPITAL; BOARD MEMBER; START 06/2020; APPROXIMATELY 2 HOURS PER MONTH; APPROXIMATELY 2 HOURS PER MONTH DURING TRADING HOURS; BOARD MEETINGS (4) STUDIO PROMETHEUS, LLC; INVESTMENT-RELATED; WOODLAND HILLS, CA; MARKETING ALTERNATIVE INVESTMENT CONTENT FOR THE PARENT COMPANY - PROMETHEUS ALTERNATIVE INVESTMENTS, INC.; CEO OF PARENT COMPANY - PROMETHEUS ALTERNATIVE INVESTMENTS, INC.; START 07/2021; APPROXIMATELY 2 HOURS PER MONTH; APPROXIMATELY 0 HOURS PER MONTH DURING TRADING HOURS; MARKETING CREATION.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-04-18 |
| S65 | Uniform Investment Adviser Law Examination | 2023-02-10 |
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