Patrick Francis Thuecks

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  Massmutual Life Insurance Co
  Naples, FL
• 03/2013 → Present
  Mml Investors Services Llc
  Naples, FL

Previous Registrations

• 2014-04-15 → 2016-07-28
  Spectrum Strategies, L.L.C.
  Dallas, TX
• 2010-04-30 → 2013-02-27
  Park Avenue Securities Llc
  New York, NY
  Estero, FL
• 2007-10-03 → 2010-04-09
  Equitable Advisors, Llc
  Miami, FL
  Fort Myers, FL
• 2007-05-11 → 2007-10-10
  Ameriprise Financial Services, Llc
  Minneapolis, MN
  Fort Myers, FL
• 2002-07-24 → 2004-12-31
  New England Securities
  Minnetonka, MN

Other Businesses

(1) NAME: PATRICK THUECKS INV REL: Y ADD: 999 VANDERBILT BEACH ROAD, SUITE 200, NAPLES, FL 34108 NATURE: NONMMLIA - INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START DATE: 01/01/2013 No. HR/MO: 5. No. HR/MO DURING SEC TRADING: 0. (2) NAME: PATRICK THUECKS - INS AGENT INV REL: Y ADD: 12070 MUSKET LANE, FT MYERS FL 33912 NATURE: LIFE SETTLEMENTS/VIATICALS POSITION: AGENT START DATE: 12/12/2019 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. (3) NAME: RESCUE CATS ROCK INC/DBA THE CAT RANCH. INV REL: N ADD: 40900 HORSESHOE ROAD, PUNTA GORDA FL 339982 NATURE: PET RESCUE POSITION: PRESIDENT START DATE: 01/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PROVIDE OVERSIGHT AND GUIDANCE TO THE BOARD

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-09
• S63 Uniform Securities Agent State Law Examination
  1992-12-31