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George L Buza

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-06
TX RA APPROVED 2023-09-06
  • CA RA
    APPROVED
    Since 2023-09-06
  • TX RA
    APPROVED
    Since 2023-09-06

Branch Locations

2029 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc Los Angeles CA 06/2005 09/2023
First Republic Bank Los Angeles CA 06/2005 07/2023
J.P. Morgan Securities Llc Los Angeles CA 09/2023 Present
  • 06/2005 → 09/2023
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 06/2005 → 07/2023
    First Republic Bank
    Los Angeles, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
Previous Registrations
  • 2010-07-09 → 2025-03-21
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    Los Angeles, CA
  • 2005-09-08 → 2010-09-30
    First Republic Wealth Advisors, Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-02
S63 Uniform Securities Agent State Law Examination 2006-03-25
  • S65 Uniform Investment Adviser Law Examination
    2026-03-02
  • S63 Uniform Securities Agent State Law Examination
    2006-03-25
Designations
Other Names
  • George Lawrence Buza

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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