David Frank Rotatori

Employer firm

Beacon Capital Advisory Group CRD 333090

$224M regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 11/2017
  Cornerstone Financial Advisors
  Huntersville, NC
• 07/2011 → 11/2017
  Lpl Financial Llc
  Charlotte, NC
• 12/2017 → 10/2024
  Independent Advisor Alliance
  Charlotte, NC
• 12/2017 → 10/2024
  Lpl Financial, Llc
  Charlotte, NC
• 10/2024 → Present
  Beacon Capital Advisory Group
  Charlotte, NC

Previous Registrations

• 2017-11-27 → 2024-10-21
  Independent Advisor Alliance, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2011-07-20 → 2017-12-31
  Cornerstone Wealth
  Huntersville, NC
  Cornelius, NC
• 2009-03-05 → 2011-07-20
  Securities America Advisors, Inc.
  La Vista, NE

Other Businesses

independent licensed insurance agent

Exams

• S66 Uniform Combined State Law Examination
  2009-01-22

Designations

• Certified Financial Planner