Steven Allen Bergeron

Current Employers

Wealthcare Capital Management Llc

2 James Center 1021 East Cary Street, #702, Richmond, VA 23219 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2013-06-04

NH RA
APPROVED

Since 2013-06-04

Branch Locations

Keene, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	01/2008	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	01/2008	Present
Wealthcare Capital Management, Inc.	Richmond	VA	06/2013	Present

01/2008 → Present

Cambridge Investment Research, Inc

Fairfield, IA
01/2008 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA
06/2013 → Present

Wealthcare Capital Management, Inc.

Richmond, VA

Previous Registrations

2008-01-31 → 2013-06-17

Cambridge Investment Research Advisors, Inc.

Keene, NH
2004-03-01 → 2008-02-01

Osaic Institutions, Inc.

Keene, NH
2004-01-02 → 2004-03-09

Lpl Financial Llc

Keene, NH
2003-10-13 → 2004-01-02

Chittenden Securities, Llc.

Keene, NH
2001-06-27 → 2003-10-10

Osaic Institutions, Inc.

Reene, NH

Other Businesses

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)STEVEN A BERGERON, 271 OLD WALPOLE RD, KEENE, NH 03431. BEGAN 1/2008 AS NOTARY.DEVOTES 1 HR/MO-NONE DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-15
S63	Uniform Securities Agent State Law Examination	1991-09-25

S65 Uniform Investment Adviser Law Examination

1999-12-15
S63 Uniform Securities Agent State Law Examination

1991-09-25

Other Names

Steve Bergeron

View on SEC IAPD