David John Mattia

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → Present
  Ubs Financial Services Inc
  Rochester, NY

Other Businesses

1) ROCHESTER LYRIC OPERA / PO BOX 304 PITTSFORD,NY 14534 /MUSICAL ARTS / OPERA / MEMBER OF BOARD OF DIRECTORS / BOARD MEMBER / START DATE 1/1/2011. /// 2) The George Eastman Museum; Maintain all property and assets associated with preserving and promoting the legacy of Kodak; Founder and native Rochesterian George Eastman; Rochester, New York 14607; Quarterly meetings with Board of Trustees and other interested parties; Start date: 5/16/2024 3) Oak Hill CC, Country Club, Member of a committee with management / supervisor functions, Finance Committee, start date-2/28/2019, RochesterNYUnited States-14618.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-01-27
• S63 Uniform Securities Agent State Law Examination
  1991-09-26