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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-10-26 |
| IA | RA | APPROVED | 2006-10-11 |
Branch Locations
5515 Utica Ridge Road, Davenport, IA 52807 • United States
1075 Jordan Creek Parkway Suite 100, West Des Moines, IA 50266 • United States
1075 Jordan Creek Parkway Suite 100, West Des Moines, IA 50266 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Davenport | IA | 09/2006 | Present |
Jr Rocks Baseball / 30th ave and 34th street Rock Island,IL 61201 / Other/ Charities, Cultural, Educational & Political Organisations / Youth travel baseball organization / Member of Board of Directors / / Scheduling and maintenance of Saukie Ballpark / Start Date 09/01/2016 / end Date 08/31/2017. Butterworth Condominium Association,IllinoisUnited States,Board of Directors for Condo Association,Condominium complex.Home Owner Association,Member of Board of directorsPresident, Start date -11/14/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-20 |
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