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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-04-04
PA RA APPROVED 2023-03-31
TX RA APPROVED 2023-03-31
  • NJ RA
    APPROVED
    Since 2023-04-04
  • PA RA
    APPROVED
    Since 2023-03-31
  • TX RA
    APPROVED
    Since 2023-03-31

Branch Locations

151 Fries Mill Rd Ste 201, Turnersville, NJ 08012 • United States

2857 Nazareth Rd Ste 213, Easton, PA 18045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fuhrman Management Associates, Inc. Philadelphia PA 09/1997 03/2023
Western International Securities, Inc. Pasadena CA 02/2008 03/2023
Cetera Financial Specialists Llc Schamburg IL 03/2023 Present
Cetera Investment Advisers Llc Schamburg IL 03/2023 Present
Pinnacle Wealth Inc Turnersville NJ 03/2023 Present
Pinnacle Wealth Advisors, Llc Turnersville NJ 09/2023 Present
  • 09/1997 → 03/2023
    Fuhrman Management Associates, Inc.
    Philadelphia, PA
  • 02/2008 → 03/2023
    Western International Securities, Inc.
    Pasadena, CA
  • 03/2023 → Present
    Cetera Financial Specialists Llc
    Schamburg, IL
  • 03/2023 → Present
    Schamburg, IL
  • 03/2023 → Present
    Pinnacle Wealth Inc
    Turnersville, NJ
  • 09/2023 → Present
    Pinnacle Wealth Advisors, Llc
    Turnersville, NJ
Previous Registrations
  • 2002-10-24 → 2023-04-06
    Fuhrman Management Associates, Inc.
    Fort Washington, PA
  • 2008-02-29 → 2008-10-20
    Western International Securities, Inc.
    Pasadena, CA
    Fort Washington, PA
    Fort Washington, PA
    Fort Washington, PA
    Pasadena, CA
    Pasadena, CA
  • 2005-01-03 → 2005-02-17
    Nrp Financial, Inc.
    Ft. Washington, PA
    Bryan, OH
    Fort Washington, PA
  • 1999-07-01 → 2003-01-28
    Nathan & Lewis Securities, Inc.
    Ft. Washington, PA
Other Businesses

1) JOHN ROECKEL; CHALFRONT, PA; NON-INVESTMENT RELATED; BASEBALL UMPIRE FOR YOUTH BASEBALL; SINCE 03/2023; 40 HRS/MO 2) PINNACLE WEALTH INC.; TURNERSVILLE, NJ; INVESTMENT RELATED; DBA FOR INVESTMENT SERVICES; FINANCIAL PROFESSIONAL; SINCE 04/2023; 240 HRS/MO 3) NAME OF OTHER BUSINESS: PINNACLE WEALTH ADVISORS, LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-12
S63 Uniform Securities Agent State Law Examination 1992-09-04
  • S65 Uniform Investment Adviser Law Examination
    2022-04-12
  • S63 Uniform Securities Agent State Law Examination
    1992-09-04
Other Names
  • John B. Roeckel
  • John Bernard Roeckel
  • John Roeckel
  • John B. Roeckel

View on SEC IAPD

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