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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-04-04 |
| PA | RA | APPROVED | 2023-03-31 |
| TX | RA | APPROVED | 2023-03-31 |
Branch Locations
151 Fries Mill Rd Ste 201, Turnersville, NJ 08012 • United States
2857 Nazareth Rd Ste 213, Easton, PA 18045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fuhrman Management Associates, Inc. | Philadelphia | PA | 09/1997 | 03/2023 |
| Western International Securities, Inc. | Pasadena | CA | 02/2008 | 03/2023 |
| Cetera Financial Specialists Llc | Schamburg | IL | 03/2023 | Present |
| Cetera Investment Advisers Llc | Schamburg | IL | 03/2023 | Present |
| Pinnacle Wealth Inc | Turnersville | NJ | 03/2023 | Present |
| Pinnacle Wealth Advisors, Llc | Turnersville | NJ | 09/2023 | Present |
1) JOHN ROECKEL; CHALFRONT, PA; NON-INVESTMENT RELATED; BASEBALL UMPIRE FOR YOUTH BASEBALL; SINCE 03/2023; 40 HRS/MO 2) PINNACLE WEALTH INC.; TURNERSVILLE, NJ; INVESTMENT RELATED; DBA FOR INVESTMENT SERVICES; FINANCIAL PROFESSIONAL; SINCE 04/2023; 240 HRS/MO 3) NAME OF OTHER BUSINESS: PINNACLE WEALTH ADVISORS, LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-04 |
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