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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-12-06 |
| TX | RA | APPROVED_RES | 2022-12-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | St Louis | MO | 08/2012 | 10/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 10/2020 | 11/2022 |
| J.P. Morgan Securities Llc | Metairie | LA | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-04 |
| S65 | Uniform Investment Adviser Law Examination | 2001-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-30 |
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