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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-12-06
TX RA APPROVED_RES 2022-12-06
  • LA RA
    APPROVED
    Since 2022-12-06
  • TX RA
    APPROVED_RES
    Since 2022-12-06

Branch Locations

1943 E. Gause Blvd, Slidell, LA 70461 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial St Louis MO 08/2012 10/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 10/2020 11/2022
J.P. Morgan Securities Llc Metairie LA 11/2022 Present
Previous Registrations
  • 2020-11-18 → 2022-11-18
    New Orleans, LA
    Ridgeland, MS
    Tupelo, MS
    Biloxi, MS
    Meridian, MS
    Baton Rouge, LA
    Mandeville, LA
    Baton Rouge, LA
    Mandeville, LA
    Monroe, LA
    Lake Charles, LA
    Lafayette, LA
    Biloxi, MS
  • 2012-08-16 → 2020-10-28
    St Louis, MO
    San Diego, CA
    San Diego, CA
    New Orleans, LA
  • 2010-09-02 → 2012-07-23
    St. Louis, MO
  • 2009-06-17 → 2010-05-20
    Green Bay, WI
    Lena, WI
    Pulaski, WI
    Suring, WI
    Townsend, WI
    Green Bay, WI
  • 2008-07-07 → 2009-06-01
    Cuna Brokerage Services, Inc.
    Charlotte, NC
    Dubuque, IA
    Davenport, IA
    Waverly, IA
    Wood River, IL
    Bethalto, IL
    Schaumburg, IL
    Waterloo, IA
    Cedar Rapids, IA
    Dubuque, IA
    Ankeny, IA
    Fridley, MN
    Duluth, MN
    Vadnais Heights, MN
    Melrose, MN
    N St. Paul, MN
    Superior, WI
    Wichita, KS
    Madison, WI
    Sheboygan, WI
    Lacrosse, WI
    Janesville, WI
    Vernon Hills, IL
    Cloquet, MN
    Menomonie, WI
    Des Moines, IA
    Duluth, MN
    Duluth, MN
    Boulder, CO
    Grand Junction, CO
    Bloomington, MN
    Longmont, CO
    Two Harbors, MN
    Madison, WI
    Bellwood, IL
    Champaign, IL
    Antigo, WI
    Lenexa, KS
    Ames, IA
    Madison, WI
    Appleton, WI
    West St. Paul, MN
    Bettendorf, IA
    Gurnee, IL
    Peoria, IL
    Denver, CO
    East Peoria, IL
    Canton, IL
    Burnsville, MN
    Iowa City, IA
    Moline, IL
    Woodbury, MN
    Two Rivers, WI
    Kimberly, WI
    Wichita, KS
    Bloomington, IL
    Washington, IL
    Apple Valley, MN
    Bloomington, MN
    Schiller Park, IL
    Pontoon Beach, IL
    Madison, WI
    Madison, WI
    Delavan, WI
    Canby, MN
    Madison, WI
    Deer Park, IL
    Duluth, MN
    Brooklyn Center, MN
    Great Lakes, IL
    Plymouth, WI
    Peoria, IL
    Peoria, IL
    Lincoln, IL
    Eagan, MN
    Johnston, IA
    Manitowoc, WI
    Minneapolis, MN
    West Milwaukee, WI
    Monroe, WI
    Waverly, IA
    Moline, IL
    River Falls, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-04
S65 Uniform Investment Adviser Law Examination 2001-04-06
S63 Uniform Securities Agent State Law Examination 1998-06-30
  • S66 Uniform Combined State Law Examination
    2008-08-04
  • S65 Uniform Investment Adviser Law Examination
    2001-04-06
  • S63 Uniform Securities Agent State Law Examination
    1998-06-30
Other Names
  • Charles J Craft
  • Charles Craft
  • Charles Joseph Craft

View on SEC IAPD

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