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James Joseph Reiss

LPl Financial LLC

New Orleans, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-08-21
TX RA APPROVED_RES 2025-08-21
  • LA RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED_RES
    Since 2025-08-21

Branch Locations

601 Poydras St., New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnson Rice & Company L.L.C. New Orleans LA 11/2012 03/2019
Southern Wealth Securities, Llc New Orleans LA 03/2019 06/2019
Iberia Wealth Advisors New Orleans LA 07/2019 07/2020
First Horizon Advisors New Orleans LA 07/2020 Present
Lpl Financial Llc New Orleans LA 08/2025 Present
  • 11/2012 → 03/2019
    Johnson Rice & Company L.L.C.
    New Orleans, LA
  • 03/2019 → 06/2019
    Southern Wealth Securities, Llc
    New Orleans, LA
  • 07/2019 → 07/2020
    Iberia Wealth Advisors
    New Orleans, LA
  • 07/2020 → Present
    First Horizon Advisors
    New Orleans, LA
  • 08/2025 → Present
    New Orleans, LA
Previous Registrations
  • 2020-12-11 → 2025-08-21
    First Horizon Advisors, Inc.
    New Orleans, LA
    Dallas, TX
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 08/04/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-11-21
  • S63 Uniform Securities Agent State Law Examination
    2005-11-21

View on SEC IAPD

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