Brian Marshall Jones

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1989 → Present
  Northwestern Mutual Life
  Milwaukee, WI
• 06/1991 → Present
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 03/2009 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. KPEB, LLC - 100% OWNER - INVESTMENT REAL ESTATE - CONDO LOCATED AT 1449 OLD WATERBURY ROAD, SUITE 201 SOUTHBURY, CT 06488 (2 HOURS PER MONTH - INCOME $21,000 PER YEAR. 3. 100% OWNER, BMWD LLC, 1449 OLD WATERBURY #103, SOUTHBURY, , CONNECTICUT, 06488, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/26/2013, HOURS PER MONTH: 0-5, LLC OWNS COMMERCIAL OFFICE CONDO THAT THE RR'S PRACTCIE RENTS FROM. THE OWNERS OF THE BMWD, LLC ARE THE SOLE TENANTS, Investment related 4. INVESTMENT COMMITTEE MEMBER, CONNECTICUT COMMUNITY FOUNDATION, INC., 43 FIELD STREET, WATERBURY, , CONNECTICUT, 06702, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 11/20/2015, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INVESTMENT COMMITTEE MEMBER - ATTEND QUARTERLY MEETINGS, REVIEW AND DISCUSS INVESTMENT ALLOCATION. 5. FINANCE COMMITTEE, SOUTHBURY VOLUNTEER FIREMEN'S ASSOCIATION, INC., 461 MAIN STREET SOUTH, SOUTHBURY, , CONNECTICUT, 06488, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 7/8/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2007-02-08
• S63 Uniform Securities Agent State Law Examination
  1995-03-27