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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2012-11-14 |
Branch Locations
2307 W 57Th St Ste 200, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Sioux Falls | SD | 05/1999 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/1999 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. VICE PRESIDENT - NON-PROFIT OR 501C ORGANIZATION, CIVIC ORGANIZATION, OR NETWORKING/TRADE GROUP. DAKOTAS WALK TO EMMAUS. 302 EAST 5TH STREET, DELL RAPIDS, SOUTH DAKOTA, 57022 3. CHAIR, FINANCE COMMITTEE, DAKOTAS CONFERENCE OF THE UNITED METHODIST CHURCH, 1331 W UNIVERSITY, MITCHELL, , SOUTH DAKOTA, 57301, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 9/30/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I SIT ON THE BOARD OF PENSIONS. I WILL ACT IN THE CAPACITY OF CHAIR OF THE SUB GROUP OF THE FINANCE COMMITTEE; NON INVESTMENT-RELATED. 4. 100% OWNER, 93 LANDON LANE, 93 LANDON LANE, SHERIDAN, , WYOMING, 82801, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 08/18/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER, INVESTMENT RELATED. 5. 100% OWNER, ABOVE THE HIGHLINE, LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/17/2023, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 6. 100% OWNER, 234 EAST BABCOCK STREET, 234 EAST BABCOCK STREET, BOZEMAN, , MONTANA, 59715, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 09/11/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER. INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-29 |
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