Best Investors Account Sign in

Stephen A Colato

Morgan Stanley

Woodland Hills, CA

Westlake Village, CA

CRD 5008835

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-20
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2011-01-20
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367 • United States

2829 Townsgate Road Suite 200, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Woodland Hills CA 06/2009 11/2016
Morgan Stanley Westlake Village CA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-17
  • S66 Uniform Combined State Law Examination
    2006-02-17
Other Names
  • Steve Antony Colato
  • Steve Anthony Colato

View on SEC IAPD

Nearby Firms

MERCER GLOBAL ADVISORS INC.
INDEPENDENT FINANCIAL GROUP, LLC
VENTURA ADVISORS

Nearby Investors

MICHAEL WILLIAM JOHNS
STEWART E SCHRADER
Daniel Polyakov

Nearby Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA

More in Woodland Hills, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor