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Stephen A Colato

Morgan Stanley

Woodland Hills, CA

Westlake Village, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-20
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2011-01-20
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367 • United States

2829 Townsgate Road Suite 200, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Woodland Hills CA 06/2009 11/2016
Morgan Stanley Westlake Village CA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-17
  • S66 Uniform Combined State Law Examination
    2006-02-17
Other Names
  • Steve Antony Colato
  • Steve Anthony Colato

View on SEC IAPD

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Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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