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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2007-05-16 |
Branch Locations
345 Woodcliff Drive, Ste 8, Fairport, NY 14450 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Pittsford | NY | 05/2007 | Present |
1. 12/18/2007 - DBA ONLY - HALLERAN FINANCIAL GROUP 2. 06/24/2022 - Rochester Independent Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/13/2022 - 6 Hours Per Month/ 0 Hours During Securities Trading. 3. 08/11/2022- Highland Capital Brokerage- Investment Related- At Reported Business Location(s)-Non-Variable Insurance- Start Date- 07/25/2022- 4 Hours Per Month/ 1 Hours During Securities Trading 4. 03/06/2026 - Halleran Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported business location(s) - Start Date 04/15/2007 - 160 hours per month/ 24 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-08-01 |
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