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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-05 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
2015 3Rd Ave, Anoka, MN 55303 • United States
90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Brooklyn Park | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Brooklyn Park | MN | 11/2016 | Present |
CATHEDRAL OF ST. PAUL, INV RELATED, ST. PAUL, MN, FINANCE COUNCIL MEMBER, START 7/13/2016, 3 HOURS PER MONTH, 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-28 |
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