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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-11 |
| ND | RA | APPROVED | 2025-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc | Woodbury | MN | 06/2010 | 12/2019 |
| Lpl Financial Llc | Fargo | ND | 12/2019 | Present |
1)04/2010 - DBA for LPL Business (entity for LPL business) - Legacy Wealth Management - 100% - INVESTMENT RELATED - FARGO, ND 58103 2)06/2004 - Business Owner - D.R.O. PRODUCTIONS INC - 0% - NOT INVESTMENT RELATED - FARGO, ND 58103
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-21 |
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