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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-04-03
TX RA APPROVED_RES 2024-03-28
  • MA RA
    APPROVED
    Since 2024-04-03
  • TX RA
    APPROVED_RES
    Since 2024-03-28

Branch Locations

2344 Washington Street 2Nd Floor, Newton Lower Falls, MA 02462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 09/1997 03/2024
Raymond James Financial Services, Inc. Newton Lower Falls MA 03/2024 Present
Raymond James Financial Services Advisors, Inc. Newton Lower Falls MA 03/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 9 Old Colony Drive, Dover, MA, 02030, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 10/17/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a property that someone rented for 1 month. (2)Name of Business: Beluga Financial Network, inc. Address: 2344 Washington street, Newton Lower Falls, , MA, 02462, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 12/08/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my DBA- S corp to pay my employees for all my Raymond James activities such as advisory Fees and Commissions. (3)Name of Business: Lightship Wealth Strategies, Inc. Address: 2344 Washington St Ste 2, Newton Lower Falls, MA, 02462-1475, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/31/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-29
S63 Uniform Securities Agent State Law Examination 1994-11-15
  • S65 Uniform Investment Adviser Law Examination
    1999-09-29
  • S63 Uniform Securities Agent State Law Examination
    1994-11-15

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