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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-04-03 |
| TX | RA | APPROVED_RES | 2024-03-28 |
Branch Locations
2344 Washington Street 2Nd Floor, Newton Lower Falls, MA 02462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/1997 | 03/2024 |
| Raymond James Financial Services, Inc. | Newton Lower Falls | MA | 03/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Newton Lower Falls | MA | 03/2024 | Present |
(1)Name of Business: Address: 9 Old Colony Drive, Dover, MA, 02030, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 10/17/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a property that someone rented for 1 month. (2)Name of Business: Beluga Financial Network, inc. Address: 2344 Washington street, Newton Lower Falls, , MA, 02462, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 12/08/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my DBA- S corp to pay my employees for all my Raymond James activities such as advisory Fees and Commissions. (3)Name of Business: Lightship Wealth Strategies, Inc. Address: 2344 Washington St Ste 2, Newton Lower Falls, MA, 02462-1475, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/31/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-15 |
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