James Jay Hallman

Current Employers

Employment History

• 05/1991 → 04/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Barbara, CA
• 04/2017 → Present
  Morgan Stanley
  Montecito, CA
• 06/2017 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 1997-07-08 → 2017-04-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Aspen, CO
  Santa Barbara, CA
  Santa Barbara, CA

Other Businesses

1.Rental Property (Three properties); Investment related; Sandpoint, ID; Owner, July/1995; During business hours: 0; After business hours: 1; Manage several rental properties 2.Beaver Farms LLC; Investment related: Yes; Kalispell, Montana; A holding LLC for an airplane; Sole owner(proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 1; After business hours: 5; this is for my airplane that I personally own, I am the owner of the LLC and the funds are to maintain plane. 3. Fox Farms LLC; Investment related No; POST FALLS, ID; Second residence.; Sole Owner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2017; During business hours: 1; After business hours: 5; This is my own LLC that created to maintain my farm. This is a family LLC. 4.20 W mason LLC; Investment related - Yes; Real estate; Manager (proprietor, partner, officer, director, employee, trustee, agent); 05/2017; During business hours: Nil; After business hours: 1 5.*508959- Neal Park LLC; Investment related-Yes; Santa Barbara, California; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 1; Investment Decisions/Advice

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-18
• S63 Uniform Securities Agent State Law Examination
  1991-08-07