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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-09-05 |
| KY | RA | APPROVED | 2023-08-30 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America | Louisville | KY | 03/2015 | 09/2016 |
| Unemployed | New Albany | IN | 09/2016 | 01/2017 |
| J.J.B. Hilliard W.L. Lyons, Llc | Louisville | KY | 01/2017 | 09/2017 |
| J.J.B. Hilliard W L Lyons | Lousiville | KY | 09/2017 | 10/2019 |
| Robert W Baird & Co Inc | Louisville | KY | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-21 |
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