Ernest Getz Mcmullen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL
• 11/2009 → Present
  Bank Of America, Na
  Boca Raton, FL

Previous Registrations

• 2006-02-27 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Boca Raton, FL
  West Palm Beach, FL
• 1999-11-24 → 2006-03-02
  Raymond James Financial Services, Inc.
  Boca Raton, FL
  Boca Raton, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-14
• S63 Uniform Securities Agent State Law Examination
  1991-09-25

Designations

• Certified Financial Planner

Other Names

• Ernie Mcmullen