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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-03-21 |
| RI | RA | APPROVED | 2024-03-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investors Capital Corporation | Lynnfield | MA | 02/2008 | 10/2016 |
| Cetera Advisors Llc | Denver | CO | 10/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) FIXED INSURANCE. BALKCOM INSURANCE. 3 E NORTH STREET BETHLEHEM, PA 18018. INSURANCE SALES, AGENT. 1982. HRS/MONTH: 2 HRS/TRADING: 2*** 2) RENTAL INCOME. B&D NORWICH LLC. 3 E NORTH STREET BETHLEHEM, PA 18018. PART-OWNER; RENTAL PROPERTY. 2004. HRS/MONTH: 2 HRS/TRADING: 2*** 3) RENTAL INCOME. 336 E GOEPP STREET BETHLEHEM, PA 18018. MANAGE PROPERTY; OWNER. 2004. HRS/MONTH: 1 HRS/TRADING: 1
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-12-18 |
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