Ying Zhang

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-06-15
CA	RA	APPROVED	2012-06-11

TX RA
APPROVED_RES

Since 2012-06-15
CA RA
APPROVED

Since 2012-06-11

Branch Locations

4105 Blackhawk Plaza Circle, Danville, CA 94506 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Walnut Creek	CA	06/2012	Present

06/2012 → Present

Ubs Financial Services Inc.

Walnut Creek, CA

Previous Registrations

2009-06-01 → 2012-07-10

Morgan Stanley

Walnut Creek, CA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Walnut Creek, CA
1997-07-08 → 2007-04-02

Morgan Stanley Dw Inc.

Walnut Creek, CA

Walnut Creek, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-10-03

S63 Uniform Securities Agent State Law Examination

1991-10-03

Other Names

Yun Ying Zhang
Ying Zhang
Ying Zhangballard

View on SEC IAPD