Best Investors
Account
Sign in
Best Investors
Account
Sign in
Stamford, CT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-21 |
| FL | RA | APPROVED | 2023-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Financial Llc | New York | NY | 11/2018 | 03/2021 |
| Goodrich, Llc | West Palm Beach | FL | 02/2006 | 10/2018 |
| Rockefeller & Co Llc | New York | NY | 11/2018 | 03/2021 |
| Curtis Point Capital, Llc | Weston | MA | 05/2022 | Present |
| Kelson Asset Management Llc | New York | NY | 12/2022 | Present |
| Seekr Technologies, Llc | Palm Beach Gardens | FL | 04/2021 | Present |
Seekr Technology, LLC, Palm Beach Gardens, FL. Position: Chief Operating Officer. Start date-04/2021. Technology Company focused on news and search. Not investment-related. 220 hours per month spent on this activity. 140 hours per month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-15 |
| S65 | Uniform Investment Adviser Law Examination | 2004-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-11 |
Reach out to this advisor