Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-22 |
| PA | RA | APPROVED | 2021-03-11 |
Branch Locations
420 Fort Duquesne Blvd One Gateway Center, Ste 2000, Pittsburgh, PA 15222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Monteverde Group | Pittsburgh | PA | 09/2000 | 03/2021 |
| Royal Alliance Associates | Pittsburgh | PA | 01/2016 | 03/2021 |
| Lpl Financial, Llc | Pittsburgh | PA | 03/2021 | Present |
1. 3/10/2021 - THE MONTEVERDE GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2001 - 40 Hours Per Month/2 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-27 |
Reach out to this advisor