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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
161 Waterdam Road Suite 240, Mcmurray, PA 15317 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Pittsburgh | PA | 10/1997 | 11/2024 |
| Prudential Insurance Company Of America | Pittsburgh | PA | 10/1997 | Present |
| Lpl Enterprise, Llc | Mcmurray | PA | 11/2024 | Present |
1) 11/21/2024- World Wide Avaition Services, LLC- Outside/W-2 Employment- Aviation Sales and Leasing- Not INV Related- At MCMURRAY, PA - Start Date 04/02/2018- 4 HRS MTH- 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-23 |
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