Best Investors Account Sign in

Kenneth Scott Raymond

LPl Enterprise, LLC

Mcmurray, PA

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

161 Waterdam Road Suite 240, Mcmurray, PA 15317 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Pittsburgh PA 10/1997 11/2024
Prudential Insurance Company Of America Pittsburgh PA 10/1997 Present
Lpl Enterprise, Llc Mcmurray PA 11/2024 Present
Previous Registrations
Other Businesses

1) 11/21/2024- World Wide Avaition Services, LLC- Outside/W-2 Employment- Aviation Sales and Leasing- Not INV Related- At MCMURRAY, PA - Start Date 04/02/2018- 4 HRS MTH- 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-17
S63 Uniform Securities Agent State Law Examination 1997-12-23
  • S65 Uniform Investment Adviser Law Examination
    1998-12-17
  • S63 Uniform Securities Agent State Law Examination
    1997-12-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mcmurray, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor