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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-25 |
| MN | RA | APPROVED | 2013-11-08 |
Branch Locations
Two Meridian Crossings Suite 450, Minneapolis, MN 55423 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
12/30/2011 - Canopy Financial Group LLC - Two Meridian Crossings Suite 450 Mpls MN 55423 Partner/treasurer - 5 hrs month; 7/26/2013 - Leslee Nine Mile, LLC - 966 nine mile cove Hopkins, MN 55343 - member and investor - 1hr/month; 1/7/2014 Quinns Cup - 6112 Kellogg Ave South #200, Edina, MN 55424 - Board Director - 5hrs month; 04/30/2018 - Executor of an estate and successor trustee of a trust for a non-family or family member; 10/2022 - Edina Flats HOA Board - Treasurer - 5 hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-01 |
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