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Dennis John Omalley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Blue Bell, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-03
PA RA APPROVED 2010-06-15
NJ RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2014-01-03
  • PA RA
    APPROVED
    Since 2010-06-15
  • NJ RA
    APPROVED
    Since 2009-10-23

Branch Locations

470 Norristown Rd, Blue Bell, PA 19422 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Blue Bell PA 10/2009 Present
Bank Of America, Na Blue Bell PA 12/2009 Present
Previous Registrations
  • 2005-01-19 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Blue Bell, PA
    Blue Bell, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-18
S63 Uniform Securities Agent State Law Examination 1991-08-01
  • S65 Uniform Investment Adviser Law Examination
    2005-01-18
  • S63 Uniform Securities Agent State Law Examination
    1991-08-01

View on SEC IAPD

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Other Offices

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC · BLUE BELL, PA
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC · BLUE BELL, PA
ROBERT W. BAIRD & CO. INCORPORATED · SENTRY PARK, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Blue Bell, PA
CETERA INVESTMENT ADVISERS LLC · BLUE BELL, PA
MUTUAL OF OMAHA INVESTOR SERVICES, INC. · BLUE BELL, PA
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC · BLUE BELL, PA
COOMBS WEALTH ADVISORY, LLC · BLUE BELL, PA

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