Anne Maureen Debowes

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2011-07-05
TX	RA	APPROVED	2011-07-01

CT RA
APPROVED

Since 2011-07-05
TX RA
APPROVED

Since 2011-07-01

Branch Locations

555 Long Wharf Dr 9Th Fl, New Haven, CT 06511 • United States

Branford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Hamden	CT	07/2011	11/2016
Wells Fargo Clearing Services, Llc	Hamden	CT	11/2016	Present

07/2011 → 11/2016

Wells Fargo Advisors Llc

Hamden, CT
11/2016 → Present

Wells Fargo Clearing Services, Llc

Hamden, CT

Previous Registrations

2007-06-29 → 2011-07-12

Chase Investment Services Corp.

Shelton, CT

New York, NY

Bridgeport, CT
2006-10-30 → 2007-07-05

J.P. Morgan Securities Inc.

Shelton, CT
2002-06-18 → 2006-11-28

Chase Investment Services Corp.

Bridgeport, CT

Shelton, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-10-20
S63	Uniform Securities Agent State Law Examination	2001-04-27

S65 Uniform Investment Adviser Law Examination

2003-10-20
S63 Uniform Securities Agent State Law Examination

2001-04-27

Other Names

Anne R Debowes
Anne Maureen Reynolds
Anne R Debowes

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews