Michael John Lotko

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1988 → Present
  Parsons Insurance
  Elyrion, OH
• 12/1993 → 11/2016
  Princor Financial Services Corporation
  Elyria, OH
• 11/2016 → 07/2026
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2020 → 12/2025
  City Of Elyria
  Elyria, OH
• 06/2023 → 07/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2026 → Present
  Lpl Financial Llc
  Fairview Park, OH

Previous Registrations

• 2023-06-29 → 2026-07-24
  Cetera Investment Advisers Llc
  Elyria, OH
• 2019-03-11 → 2023-06-29
  Cetera Wealth Services, Llc
  Elyria, OH
  Westlake, OH
  Elyria, OH

Other Businesses

1. 07/2026 - Lotko Properties LLC - Business Entity For Tax/Investment Purposes Only - Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – Elyria OH 44035 – OBA Start Date: 01/01/2003 2. 07/2026 - Parsons and Vandevoort Insurance agency Inc. - Property and Casualty - Inv Related – 20 Hour(s)/Month – 0 Hour(s) During Trading – Elyria OH 44035 – OBA Start Date: 12/14/2024 3. 07/2026 - Ohio Investment Partners - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/17/2026

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-06-13

Other Names

• Michael J Lotko
• Michael John Lotko
• Michael John Lotko