Joshua Allan Cohen

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Rbc Capital Markets Llc
  Buffalo Grove, IL

Previous Registrations

• 2009-01-02 → 2013-11-01
  Raymond James Financial Services Advisors, Inc
  Chicago, IL
• 2000-05-11 → 2009-01-02
  Raymond James Financial Services, Inc.
  Chicago, IL

Other Businesses

(1) MAOT CHITIM; ADDRESS: MOAT CHITIM OF GREATER CHICAGO, 3710 COMMERCIAL AVE, STE 7; BUSINESS DESCRIPTION: CHURCH MISSION; NOT INVESTMENT RELATED; START DATE: 02/01/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: VOLUNTEERING & FUNDRAISING; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (2) NAME OF ENTITY: Maot Chitim ADDRESS: 3710 Commercial Avenue Northbrook Illinois 60062 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jan 01, 2019 CAPACITY: Other DUTIES: Board Member HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-10
• S63 Uniform Securities Agent State Law Examination
  1993-08-11

Other Names

• Josh Allan Cohen