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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-11-23 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
5001 Utica Ridge Rd, Davenport, IA 52807 • United States
1055 Longfellow Dr Ste A, Hiawatha, IA 52233-2069 • United States
6919 Chancellor Dr Ste A, Cedar Falls, IA 50613-6926 • United States
Cedar Falls, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Waterloo | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Cedar Falls | IA | 03/2020 | Present |
Business Ownership; Aaron D. Sannes LLC; Owner; Manage Ameriprise Business; 822 Barrington Drive, , Cedar Falls, IA, IA, 50613; Investment-Related; 10/11/2024; 1 to 9 hours per month; 0 during trading hours / K & S Operations, LLC; Managing Partner; Manage Ameriprise Business; 6919 Chancellor Drive, Suite A, Cedar Falls, IA, 50613; Not Investment-Related; 04/17/2015; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Blackhawk County Estate Planning Council; Past-President; n/a, , n/a, IA, 50701; Not Investment-Related; 08/01/2019; 1 to 9 hours per month; 0 during trading hours / Western Home Communities Board of Directors; Board Member; 55307 Caraway Lane, , Cedar Falls, IA, 50613; Not Investment-Related; 02/19/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Aaron D. Sannes, LLC; Owner; Manage advisory business; 822 Barrington Drive, , Cedar Falls, IA, IA, 50613; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours / K & S Operations, LLC; Co-owner; Manage advisory business; 6919 Chancellor Drive, Suite A, , Cedar Falls, IA, 50613; Not Investment-Related; 01/01/2026; 20 to 39 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-03 |
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