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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-11-23
IA RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2009-11-23
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

5001 Utica Ridge Rd, Davenport, IA 52807 • United States

1055 Longfellow Dr Ste A, Hiawatha, IA 52233-2069 • United States

6919 Chancellor Dr Ste A, Cedar Falls, IA 50613-6926 • United States

Cedar Falls, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Waterloo IA 09/2005 03/2020
Ameriprise Financial Services, Llc Cedar Falls IA 03/2020 Present
Other Businesses

Business Ownership; Aaron D. Sannes LLC; Owner; Manage Ameriprise Business; 822 Barrington Drive, , Cedar Falls, IA, IA, 50613; Investment-Related; 10/11/2024; 1 to 9 hours per month; 0 during trading hours / K & S Operations, LLC; Managing Partner; Manage Ameriprise Business; 6919 Chancellor Drive, Suite A, Cedar Falls, IA, 50613; Not Investment-Related; 04/17/2015; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Blackhawk County Estate Planning Council; Past-President; n/a, , n/a, IA, 50701; Not Investment-Related; 08/01/2019; 1 to 9 hours per month; 0 during trading hours / Western Home Communities Board of Directors; Board Member; 55307 Caraway Lane, , Cedar Falls, IA, 50613; Not Investment-Related; 02/19/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Aaron D. Sannes, LLC; Owner; Manage advisory business; 822 Barrington Drive, , Cedar Falls, IA, IA, 50613; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours / K & S Operations, LLC; Co-owner; Manage advisory business; 6919 Chancellor Drive, Suite A, , Cedar Falls, IA, 50613; Not Investment-Related; 01/01/2026; 20 to 39 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-07-03
  • S63 Uniform Securities Agent State Law Examination
    1991-07-03

View on SEC IAPD

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