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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-02 |
| NC | RA | APPROVED | 2018-07-10 |
| TX | RA | APPROVED | 2016-10-20 |
Branch Locations
350 Indiana Street, Suite 730, Golden, CO 80401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2016 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2016 | Present |
1) LEBAUER FINANCIAL DESIGN LLC, 450 KINGS LANDING RD, HAMPSTEAD, NC, 06/1990, OWNER, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 100 HR/MO, 60 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) LEBAUER FAMILY LIMITED PARTNERSHIP, 8 BEACH ROAD SOUTH, WILMINGTON, NC, 08/1999, FAMILY PARTNERSHIP, NIR, 0 HR/YR, 0 HR/YR TRADING. 4) DOUBLE AL RANCH, 450 Kings Landing Rd, Hampstead, NC 28443, 07/2026, Owner, Real Estate, NIR, 5 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-09 |
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