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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-15 |
| TX | RA | APPROVED | 2024-11-15 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
73 Newark Pompton Turnpike, 2Nd Floor, Riverdale, NJ 07457 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Riverdale | NJ | 09/2005 | 11/2024 |
| Burklow & Rotella, Llc | Riverdale | NJ | 01/2010 | 11/2024 |
| Steward Partners Global Advisory, Llc | Riverdale | NJ | 11/2024 | Present |
| Steward Partners Investment Advisory, Llc | Riverdale | NJ | 11/2024 | Present |
| Steward Partners Investment Solutions, Llc | Riverdale | NJ | 11/2024 | Present |
Name of Outside Activity: 73 Newark-Pompton Associates, LLC; Nature of Business: Real Estate Rental; City/State: Riverdale, NJ; Position/Title: Owner; List of Duties: Pay bills and collect rent; Start Date: 12/2009; 1-9 hrs/mo; 0 hrs/mo during trading hours; Not Investment Related. Name of Outside Activity: Burklow and Rotella, LLC ; Nature of Business: Management; City/State: Riverdale, NJ; Position/Title: Owner; List of Duties: Pay bills and Manage closure of business; Start Date: 09/1999; 1-9 hrs/mo; 0 hrs/mo during trading hours; Not Investment Related. Name of Outside Activity: MWTLC Associates, LLC ; Nature of Business: Management; City/State: Riverdale, NJ; Position/Title: Owner; List of Duties: Pay bills and manage closure of the business; Start Date: 02/2018; 1-9 hrs/mo; 0 hrs/mo during trading hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-12-03 |
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