James Leroy Black

Employer firm

The Retirement Solution LLC CRD 148106

$699M regulatory AUM 108 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Periodicals / newsletters
CONSULTING; TAX-MANAGED INDEXING; ESTATE PLANNING COORDINATION

From the firm’s Form ADV. Read the guides:

Current Employers

The Retirement Solution Llc

18300 Redmond Way Suite 250, Redmond, WA 98052 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-09-20
WA	RA	APPROVED	2008-10-15

TX RA
APPROVED

Since 2016-09-20
WA RA
APPROVED

Since 2008-10-15

Branch Locations

18300 Redmond Way Suite 250, Redmond, WA 98052 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Retirement Solution Inc.	Redmond	WA	01/2007	Present
Retirement Income Solutions Inc.	Redmond	WA	05/2012	12/2017
Absolute Return Insurance Solutions, Llc	Redmond	WA	10/2013	12/2017

01/2007 → Present

The Retirement Solution Inc.

Redmond, WA
05/2012 → 12/2017

Retirement Income Solutions Inc.

Redmond, WA
10/2013 → 12/2017

Absolute Return Insurance Solutions, Llc

Redmond, WA

Previous Registrations

2003-10-08 → 2008-12-31

Pacific West Financial Consultants Inc

Renton, WA

Bellevue, WA
2003-05-05 → 2003-10-07

Whv Investments, Inc.

Seattle, WA

Other Businesses

Manager; Geldboom, LLC; Investment related: No; Location: 9744 Carillon Park Dr Windermere, FL 34786; Description of the business: Administration; Business Started: 2019-09-30; During outside trading hours: 1; Expected total yearly compensation derived from the business: 100. Manager; Sivako, LLC; THE RETIREMENT SOLUTION, LLC. INVESTMENT RELATED, LICENSED INSURANCE AGENT, RECOMMENDS AND SELLS INSURANCE PRODUCTS TO CLIENTS AND RECEIVES COMMISSIONS FROM INSURANCE SALES. CLIENTS ARE NOT REQUIRED TO PURCHASE RECOMMENDED INSURANCE PRODUCTS THROUGH THE REPRESENTATIVE AND MAY PURCHASE SUCH PRODUCTS FROM UNAFFILIATED INSURANCE AGENTS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-08-02

S63 Uniform Securities Agent State Law Examination

2004-08-02

Designations

Certified Financial Planner

Other Names

Jim Black

View on SEC IAPD