John Barton Whitehead

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 11/2020
  Penn Mutual Life Ins Co
  Horsham, PA
• 05/2013 → 11/2020
  Hornor Townsend & Kent Inc
  Horsham, PA
• 10/2020 → 03/2021
  Royal Alliance
  Bellevue, WA
• 01/2021 → 10/2023
  Massmutual Life Insurance Company
  Lake Oswego, OR
• 04/2021 → 10/2023
  Mml Investors Services, Llc
  Lake Oswego, OR
• 10/2023 → 11/2024
  Pruco Securities Llc
  Lake Oswego, OR
• 11/2024 → Present
  Lpl Enterprise, Llc
  Lake Oswego, OR

Previous Registrations

• 2021-04-23 → 2023-10-10
  Mml Investors Services, Llc
  Lake Oswego, OR
• 2020-11-06 → 2021-03-17
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 2016-04-22 → 2020-11-02
  Hornor, Townsend & Kent, Llc
  Lake Oswego, OR

Exams

• S66 Uniform Combined State Law Examination
  2016-02-05
• S63 Uniform Securities Agent State Law Examination
  1991-08-15

Other Names

• John Barton Whitehead
• John Whitehead