Kenneth Eugene Morris

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 11/2024
  Lpl Financial
  Dublin, OH
• 11/2007 → Present
  Side Enterprises, Llc - No Freeze Water Hose
  Powell, OH
• 12/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-02-04 → 2024-12-19
  Lpl Financial Llc
  Dublin, OH
  San Diego, CA
  Dublin, OH
• 2009-01-02 → 2010-02-02
  Raymond James Financial Services Advisors, Inc
  Dublin, OH
• 2000-07-26 → 2009-01-02
  Raymond James Financial Services, Inc.
  Dublin, OH
  Dublin, OH
  Columbus, OH

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/1991; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: SIDE ENTERPRISES, LLC - NO FREEZE WATER HOSE; INVESTMENT RELATED: NO; ADDRESS: POWELL, OH 43065; NATURE OF BUSINESS: MANUFACTURING COMPANY AND SALES OF PRODUCTS DIRECTLY TO THE CONSUMER; START DATE: 11/2007; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MARKETING AND ADMINISTRATION; 3. NAME OF OTHER BUSINESS: MORRIS WEALTH MANAGEMENT, INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 50; BRIEF DESCRIPTION OF DUTIES: SECURITIES-RELATED DBA;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1993-10-25

Other Names

• Ken Morris
• Kenneth Eugene Morris